What is typically included in a trade blotter?

• A. Projected market trends
• B. Investor communications
• C. Summary of trades completed
• D. Detail of fund performance

Answer: (C)

A trade blotter is an essential tool used in trading and investment management that serves as a comprehensive record of transactions completed during a trading day. It typically includes a summary of trades that have been executed, detailing the specifics of each transaction, such as the security traded, the quantity, price, and time of the trade. This information helps traders and portfolio managers track their trading activities, manage risks, and ensure accurate reporting for regulatory compliance.

The summary aspect is critical for both operational efficiency and performance analysis, allowing firms to reconcile trades and monitor positions in real-time. While other elements, such as market trends, investor communications, or fund performance details, might be relevant in a broader context of investment strategy and management, they do not constitute the primary focus of a trade blotter. Hence, the inclusion of a summary of completed trades is what defines the core functionality of a trade blotter.